Guides and Tests

Anti money laundering test

A test for advisers, administration staff and business owners on the subject of anti-money laundering rules and your obligations.

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£25.20

Guide to anti money laundering

A short guide to anti-money laundering rules and regulations.

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£30.00

Investments Test

50 questions, answers and explanations.
These questions are meant to mirror current CII CF examinations, and are based on our understanding of current rules and regulations.

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£18.00

Mortgages Test

50 questions, answers and explanations.
These questions are meant to mirror current CII CF examinations, and are based on our understanding of current rules and regulations.

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£18.00

Pensions Test

50 questions, answers and explanations.
These questions are meant to mirror current CII CF examinations, and are based on our understanding of current rules and regulations.

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£18.00

Guide to registered pension switches

A guide to advisers and their staff regarding the rules and procedures surrounding pension switches and how to handle them.

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£30.00

Review of platform use

A document designed to help adviser firms audit and evidence the regular review of which platforms they intend to use.

Document last updated: November 2011

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£18.00

Protection test

50 questions, answers and explanations.
These questions are meant to mirror current CII CF examinations, and are based on our understanding of current rules and regulations.

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£18.00

Regulatory test

50 questions, answers and explanations.
These questions are meant to mirror current CII CF examinations, and are based on our understanding of current rules and regulations.

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£18.00

CPD guidance

A guide for advisers on CPD and what they need to record.

Document last updated August 2011

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£15.60

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