Financial Direct, a compliance consultancy firm providing compliance support to IFA firms directly regulated by the FSA

Financial Direct is our compliance consultancy firm aimed at providing compliance support to IFA firms who are either directly regulated by the FSA, or are looking to become directly regulated in the near future.

We offer a variety of services which are tailored to meet individual firm's needs, irrespective of their size. We cater for sole traders requiring support to firms that need support for their entire compliance department.

We have a fantastic Professional Indemnity Insurance Group policy undewritten by Lloyds agents via Windsor Insurance Brokers. You can join on our special rates if you are a member. We charge zero commission for members and if you subscribe to our services the cost of PII will very likely be better than if you did not.

While our standard contract is for ongoing services we also provide one-off assistance for those situations which can arise from time to time within all firms.

We are constantly improving our services to meet the increasing demands imposed on all firms by the changing markets and the regulators. If you require a service that you cannot see discussed on our website please contact us.